STEPHENS 11. STATE
ARK. ] Cite as 342 Ark. 151 (2000) 151 Mack E. STEPHENS v. STATE of Arkansas CR 98-1073 28 S.W3d 260 Supreme Court of Arkansas
Opinion delivered September 28, 2000 1. APPEAL & ERROR — PRESERVATION OF ISSUE FOR APPEAL. — Issues must be presented to the trial court in order to preserve them for appeal; the supreme court will not address an argument that was not made to the trial court as part of a motion to suppress. 2. CRIMINAL PROCEDURE — ARREST BASED ON OUTSTANDING WARRANT — RULES OF PROCEDURE COMPLIED WITH. — Where the deputy did not approach appellant until after he learned of the outstanding arrest warrant, he then told appellant that there was a warrant out on him, placed appellant under arrest, and only then had appellant turn out his pockets as a part of the search incident to arrest, the deputy complied with both Ark. R. Crim. P. 4.2 and 4.3; an otherwise valid stop does not become unreasonable merely because the officer has intuitive suspicions that the occupants of a car are engaged in some sort of criminal activity
STEPHENS V. STATE 152 Cite as 342 Ark. 151 (2000) [ 342 3. ARREST — PRETEXTUAL ARREST DETERMINED BY CIRCUMSTANCES — ARREST NOT PRETEXTUAL. — Pretext is a matter of the arresting officer's intent, which must be determined by the circumstances of the arrest; an ulterior motive does not in itself render an arrest pretextual when there is a valid overt reason to make the arrest because the arrest for the overt violation would have taken place in any event; thus there is no reason to bring the Fourth Amendment and the exclusionary doctrine into play; here, the deputy had an outstanding arrest warrant in appellant's name, and because he had authority under Ark. R. Crim. P 2.2 to approach and arrest appellant, it could not be said that the arrest was pretextual. 4. EVIDENCE — DISCOVERY VIOLATIONS — OBJECTIONS MUST BE MADE AT FIRST OPPORTUNITY. — Any objections either to the introduction of evidence or to purported discovery violations must be made at the first opportunity 5. EVIDENCE — DISCOVERY — STATE NOT RESPONSIBLE FOR APPELLANT'S FAILURE TO INVESTIGATE. — The State could not be held responsible for appellant's failure to investigate evidence, nor was appellant entitled to rely on discovery alone as a substitute for thorough investigation; in addition, the State was not obligated to tell appellant what it was planning on having the deputy testify to with respect to the names on the list; the State has no obligation to discover to defense counsel the substance of anticipated testimony by State's witnesses. 6. EVIDENCE — APPELLANT FAILED TO TIMELY OBJECT TO EVIDENCE — NO DISCOVERY VIOLATIONS FOUND. — Where the first opportunity to object to the list of names and phone numbers seized pursuant to appellant's arrest was at the suppression hearing, appellant knew of the list for at least five months following the suppression hearing, and another opportunity to object arose at trial when the prosecution introduced the list along with the other items seized; yet, appellant did not object to the evidence until the deputy's testimony on redirect examination, the trial court did not err in refusing to sustain his objection or grant a mistrial. 7. CRIMINAL PROCEDURE — MOTIONS TO SUPPRESS — STANDARD OF REVIEW. — When the supreme court reviews a trial court's ruling on a motion to suppress, it reviews the evidence in the light most favorable to the State and makes an independent determination based upon the totality of the circumstances; the court will only reverse a trial court's ruling on a motion to suppress if the ruling was clearly erroneous. 8. APPEAL & ERROR — ARGUMENT NOT TIMELY RAISED. — The supreme court will not address an argument that is not timely raised; where appellant did not broach his argument concerning the
STEPHENS V. STATE
ARK. Cite as 342 Ark. 151 (2000) 153 appropriate standard of review until his reply brief, the State was given no opportunity to respond to the argument, and the supreme court would not address it. 9. CRIMINAL PROCEDURE — SEARCH & SEIZURE — STANDARD OF REVIEW. — The supreme court, in appellate review of trial court action granting or denying motions to suppress evidence obtained by means of a warrandess search, makes an independent determination based upon the totality of the circumstances, but will not set aside a trial judge's finding of voluntariness unless it is clearly against the preponderance of the evidence; the court gives considerable weight to the findings of the trial judge in the resolution of eviden-tiary conflicts; the supreme court must defer to the superior position of the trial judge to pass upon the credibility of witnesses. 10. CRIMINAL PROCEDURE — SEARCH & SEIZURE — STANDARD OF REVIEW NOT AT ODDS WITH STANDARD ENUNCIATED BY SUPREME COURT. — In Ornelas v. United States, 517 U.S. 690 (1996), the U.S. Supreme Court held that as a general matter determinations of reasonable suspicion and probable cause should be viewed de novo on appeal and that a reviewing court should take care both to review findings of historical fact only for clear error and to give due weight to inferences drawn from those facts by resident judges and local law enforcement officers; the supreme court was unable to say that its standard conflicted with that set out in Ornelas; the Supreme Court directed reviewing courts to examine the factual findings of trial courts "only for clear error" and give "due weight to inferences drawn from those facts by resident judges"; the Arkansas standard requires courts to do the same. 11. SEARCH & SEIZURE — SEARCH INCIDENT TO LAWFUL ARREST — TRIAL COURT PROPERLY ALLOWED EVIDENCE. — In reviewing the record, the supreme court found that the outcome would have been the same under the Ornelas standard or the one our supreme court has adopted; the trial judge who heard appellant's motion to suppress made an appropriate factual finding that there was no pretext involved in his arrest; based on that finding, the judge reached the correct legal conclusion to deny appellant's motion to suppress; whether the "independent determination based on the totality of the circumstances" and "clearly erroneous" standard of review was applied or whether the supreme court had examined the record de novo, giving a clear error review of historical facts as described in Ornelas, the trial court made the right decision; the deputy arrested appellant based on an outstanding arrest warrant, and he then conducted a lawful search incident to arrest; the trial court's ruling to allow the evidence gained from the search of appellant and his car was correct.
STEPHENS V. STATE
154 Cite as 342 Ark. 151 (2000) [ 342 Appeal from Van Buren Circuit Court; Karen Baker, Judge; affirmed. Bowden Law Firm, by: David 0. Bowden, for appellant. Mark Pryor, Att'y Gen., by: Brad Newman, Ass't Att'y Gen., for appellee. OM GLAZE, Justice. Mack Stephens was convicted of T possession of a controlled substance (methamphetamine) with intent to deliver and possession of drug paraphernalia; he was sentenced to twenty-three years in prison and fined $10,000. On appeal, he argues that the trial court improperly denied his motion to suppress evidence seized from his person and car after his arrest. On July 12, 1996, Deputy Lance Freeman of the Van Buren County Sheriff's Department was visiting with the owners of the Foothills Grocery in Ahead. As he was inside the store, he saw a tan Oldsmobile begin to enter the parking lot, but the car then paused for a second and sped away. Deputy Freeman recognized the passenger, Terry Rudder (whom the policeman knew to be involved in drugs), but he did not know the driver. A minute or so later, the car returned to the store, and the driver was alone. Because this struck Deputy Freeman as suspicious, he asked the store owner if he knew who the driver was; the owner responded that it was Mack Stephens. Deputy Freeman then called the Sheriff's Office and asked the dispatcher to QNF (query name file) the name Mack Stephens in the Arkansas Crime Information Computer (ACIC). The search came back showing that there was a 1994 warrant out for a Mack Stephens out of Faulkner County on a hot check charge. The deputy went outside and asked Stephens for his driver's license, which showed the name Mack Stephens. Freeman told Stephens that there was a warrant out for him, and he placed Stephens under arrest. Freeman then had Stephens turn out his pockets, as part of a search incident to the arrest. Stephens set out a red zipper pouch that contained a number of small baggies of white powder, a vial with white powder, a glass vial and measuring device with white powder, two straws, two razor blades, a pipe, a small spoon, three filtering screens, and a Royal Crown bag containing $2,229.35 in
STEPHENS V. STATE ARK. J Cite as 342 Ark. 151 (2000) 155 cash. A search of the car also turned up a Dial-a-Page beeper, a list of names, and a list of telephone numbers. After being charged with possession with intent to deliver methamphetamine and possession of drug paraphernalia, Stephens moved to suppress the evidence found during this search. He contended that his arrest was "pretextual," but the trial judge disagreed and ruled that Freeman had reason to believe Mack Stephens had a warrant out for his arrest (although it was later learned that the warrant was for Stephens's son, whose name was also Mack Stephens), and that there was no evidence of any improper motive, bad faith, or pretext on the officer's part in approaching and asking for identification or in placing Stephens under arrest based on the outstanding warrant. A jury found Stephens guilty of the drug charges, and he now appeals, raising the following two points: 1) his arrest was not based upon reasonable suspicion or probable cause, but was instead premised on the fact that he had been seen with Rudder, a person known to have a history of involvement with drugs; and 2) the trial court erred in allowing the list of names and telephone numbers seized from his car to be entered into evidence. We find no merit to either of these contentions and affirm. [1] Stephens first asserts that Deputy Freeman could not articulate a reasonable suspicion or probable cause to permit him to access the ACIC files, and as such, the information from the ACIC search should have been deemed illegally obtained and therefore suppressed. However, this was not his argument below. Stephens argued to the trial court that the evidence should have been suppressed because the arrest was pretextual. There, he contended that Deputy Freeman only requested the QNF because of a suspicion based on Stephens's association with Rudder. However, he never suggested or argued below that the officer acted improperly in learning about and acting on the arrest warrant.' We have long held that issues must be presented to the trial court in order to ' In his reply, Stephens first makes mention that the warrant was stale or perhaps was outside the statute of limitation. However, Stephens still ofTers no convincing argument or citation of authority concerning the warrant's invalidity, and we have said on numerous occasions that we do not consider arguments unsupported by convincing authority, unless it is apparent without further research that they are well taken. See McGhee V. State, 334 Ark. 543, 975 S.W2d 834 (1998).
STEPHENS V. STATE 156 Cite as 342 Ark. 151 (2000) [ 342 preserve them for appeal. Rogers v. State, 66 Ark. 283, 989 S.W2d 568 (1999) (citing Strickland v. State, 331 Ark. 402, 962 S.W2d 769 (1998)). We will not address an argument that was not made to the trial court as part of a motion to suppress. Rhoades v. State, 319 Ark. 45, 49-50, 888 S.W2d 654 (1994). In addition, Stephens argues that the fruits of the search were inadmissible because Freeman had no information except Stephens's association with Rudder as a basis for the arrest. He relies on Stewart v. State, 332 Ark. 138, 964 S.W2d 793 (1998), and State v. McFadden, 327 Ark. 16, 938 S.W2d 797 (1997), for the proposition that an officer must have something more than a bare suspicion of criminal activity before approaching an individual. However, both Stewart and McFadden involved warrantless stops. Stephens's argument ignores the fact that Deputy Freeman did not approach him until after Freeman learned of the outstanding arrest warrant. [2] This case is essentially controlled by our rules of criminal procedure — specifically, Ark. R. Crim. P. 4.2 and 4.3. Under Ark. R. Crim. P. 4.2, any law enforcement officer may arrest a person pursuant to a warrant in any county in the state. Rule 4.3 provides that the officer need not have the warrant in his possession at the time of the arrest, but if the officer does not have it, the officer must inform the accused of the fact that the warrant has been issued. Deputy Freeman complied with both of these rules. Again, Stephens emphasizes the fact that Freeman's suspicions were based only on "guilt by association"; however, even if Deputy Freeman suspected Stephens's involvement with drugs when he called in the QNF, an "otherwise valid stop does not become unreasonable merely because the officer has intuitive suspicions that the occupants of the car are engaged in some sort of criminal activity." Mings V. State, 318 Ark. 201, 210, 884 S.W2d 596 (1994) (citing Untied States v. Cummins, 920 F.2d 498 (8th Cir. 1990)). [3] We have held that pretext is a matter of the arresting officer's intent, which must be determined by the circumstances of the arrest. Mings, 318 Ark. at 210, 884 S.W2d at 602 (citing Ray v. State, 304 Ark. 489, 495, 803 S.W2d 894, 897, cert. denied, 501 U.S. 1222 (1991)). An ulterior motive does not in itself render an arrest pretextual when there is a valid overt reason to make the arrest. Id. (citing Hines v. State, 289 Ark. 50, 55, 709 S.W2d 65, 68 (1986)). The reasoning is that the arrest for the overt violation would have
STEPHENS V. STATE ARK. ] Cite as 342 Ark. 151 (2000) 157 taken place in any event; thus there is no reason to bring the Fourth Amendment and the exclusionary doctrine into play. Id. Here, Deputy Freeman had an outstanding arrest warrant naming "Mack Stephens," and because he had authority under Ark. R. Crim. P. 2.2.2 to approach and arrest Stephens,3 it cannot be said that the arrest was pretextual. For his second point on appeal, Stephens argues that the list of names and telephone numbers seized pursuant to his arrest were not provided to him in discovery. He contends that this prejudiced his ability to put on his defense (which was that he possessed the large amount of methamphetamine for personal possession and not with the intent to distribute it) because the names on the list were "not unknown to law enforcement," and the implication was that the list was a "customer list." Stephens urges that the trial court should have sustained his objection or granted his motion for mistrial when the State introduced these lists. The list in question was removed from Stephens's possession and introduced without objection at the hearing on the motion to suppress, which was held five months before trial. At the trial, the list was again admitted, along with the other items seized, without objection. Stephens's attorney did not object to the introduction of the list in any way until the prosecutor began to ask Deputy Freeman if he knew any of the names on the list. Although Stephens states in his brief that he made a motion for mistrial and "for instruction," neither the transcript nor the abstract reflects that such a motion was made. [4] The law is clear that any objections either to the introduction of evidence or to purported discovery violations must be made at the first opportunity Hinkston v. State, 340 Ark. 530, 538, 10 S.W3d 906 (2000). The first opportunity in this case was at the suppression hearing; another opportunity arose at trial when the prosecution introduced the list along with the other items seized. = This rule provides that "[a] law enforcement officer may request any person to furnish information or otherwise cooperate in the investigation . . . of crime." 3 Stephens did not attack the validity of the warrant, but even if he had challenged it, the United States Supreme Court has indicated that a law enforcement officer "executing an arrest warrant is [not] required by the Constitution to investigate independently every claim of innocence, whether the claim is based on mistaken identity or a defense such as lack of requisite intent." Baker v. McCollan, 443 U.S. 137, 145-56 (1979)
STEPHENS v. STATE
158 Cite as 342 Ark. 151 (2000) [ 342 Stephens, however, did not object to the evidence until Deputy Freeman's testimony on redirect examination. [5, 6] In any event, Stephens had known of the list at least for at least the five months following the suppression hearing. He had asked for documentary evidence in a discovery motion, and he does not claim that he was denied access to the list. The State cannot be held responsible for Stephens's failure to investigate the evidence, nor was Stephens entitled to rely on discovery alone as a substitute for thorough investigation. See Rychtarik v. State, 334 Ark. 492, 501, 976 S.W2d 374 (1998). In addition, the State was not obligated to tell Stephens what it was planning on having Deputy Freeman testify to with respect to the names on the list. See Munson v. State, 331 Ark. 41, 51, 959 S.W2d 391 (1998); Sanders v. State, 317 Ark. 328, 878 S.W2d 391 (1994) ("the State has no obligation to discover to defense counsel the substance of the anticipated testimony by State's witnesses"). We therefore conclude that Stephens's argument on this point is meritless. Finally, Stephens raises a novel argument in his reply brief, urging that this court has applied an improper standard of review in cases involving motions to suppress. 4 For this proposition, he cites Ornelas v. United States, 517 U.S. 690 (1996), which held that "as a general matter determinations of reasonable suspicion and probable cause should be reviewed de novo on appeal." Ornelas, 517 U.S. at 699. The Court further stated that "a reviewing court should take care both to review findings of historical fact only for clear error and to give due weight to inferences drawn from those facts by resident judges and local law enforcement officers." Id. [7] Our court has historically reviewed trial courts' denials of motions to suppress using a "clearly erroneous" standard. Our most recent pronouncement of this standard came down this past June, in Gilbert v. State, 341 Ark. 601, 19 S.W3d 595 (2000), where we expressed the standard as follows: When this court reviews a trial court's ruling on a motion to suppress, we review the evidence in the light most favorable to the State and make an independent determination based upon the totality of the circumstances. Bangs v. State, 338 Ark. 515, 998 This appeal was originally filed in the Court of Appeals, but was certified to us on the basis of this perceived conflict between Ornelas and our standard of review.
STEPHENS V. STATE ARK. I Cite as 342 Ark. 151 (2000) 159 S.W2d 738 (1999). Further, this court will only reverse a trial court's ruling on a motion to suppress if the ruling was clearly erroneous. Id. Gilbert, 341 Ark. at 605. [8] However, while Stephens's argument brings up an interesting legal question, we decline to address it at this time for a number of reasons. First, the argument is not timely raised. Ste-phens did not broach the subject until his reply brief; as a result, the State was given no opportunity to respond to this argument. [9] Secondly, we are not entirely convinced that our standard of review is at odds with the one enunciated by the Supreme Court. This court first formulated its standard of review in search-and-seizure cases in State v. Osborn, 263 Ark. 554, 566 S.W2d 139 (1978): We have never stated our standard for appellate review of the trial court action granting or denying motions to suppress evidence obtained by means of a warrantless search. Although the substantial evidence rule has been followed by this court in nearly every instance of review of any fact finding by circuit judge, even on questions pertaining to admissibility of evidence, there has been at least one outstanding exception since our decision in Harris v. State, 244 Ark. 314, 425 S.W2d 293, cert. den. 393 U.S. 941, 89 S.Ct. 308, 21 L.Ed.2d 278. We then decided that we would make an independent determination of the voluntariness of a confession as a basis for its admission into evidence, giving respectful consideration to the findings of the trial judge on the critical issue. This review was crystalized into a standard articulated in Degler v. State, 257 Ark. 388, 517 S.W2d 515 and followed thereafter. See, e.g., Smith v. State, 259 Ark. 849, 537 S.W2d 158. We have also extended it to at least one other situation pertaining to admissibility of evidence. See Hammers v. State, 261 Ark. 585, 550 S.W.2d 432. Pursuant to Degler, we make an independent determination based upon the totality of the circumstances, but will not set aside a trial judge's finding of voluntariness unless it is clearly against the preponderance of the evidence. In this approach, we have given considerable weight to the findings of the trial judge in the resolution of evidentiary conflicts. Harris v. State, supra. We must defer to the superior position of the trial judge to pass upon the credibility
STEPHENS V. STATE 160 Cite as 342 Ark. 151 (2000) [ 342 of witnesses. Whitmore v. State, 263 Ark. 419, 565 S.W.2d 733 (1978). Osborn, 263 Ark. at 557, 566 S.W2d at 140. [10] Without additional argument and citation of authority, we are unable to say our standard is in conflict with that set out in Ornelas. The Supreme Court directed reviewing courts to examine the factual findings of trial courts "only for clear error" and give "due weight to inferences drawn from those facts by resident judges"; our standard, as set forth in Osborn, requires us to do the same. [11] Finally, we note that in reviewing the record before us, the outcome would be the same under the Ornelas standard or the one our court has adopted. In short, the trial judge who heard Stephens's motion to suppress made an appropriate factual finding that there was no pretext involved in Stephens's arrest. Based on that finding, the judge reached the correct legal conclusion to deny Stephens's motion to sUppress. In other words, whether we applied our "independent determination based on the totality of the circumstances" and "clearly erroneous" standard of review or examined the record de novo, giving a clear error review of historical facts as described in Ornelas, we conclude that the trial court made the right decision. Simply put, Deputy Freeman arrested Stephens based on an outstanding arrest warrant, and he then conducted a lawful search incident to arrest. We hold the trial court's ruling to allow the evidence gained from the search of Stephens and his car was correct. For the foregoing reasons, we affirm Stephens's convictions. BROWN and SMITH, B., concur. OBERT L. BROWN, Justice, concurring. I agree with the R majority opinion but write only to expand on one point. The majority opinion correctly cites Mings v. State, 318 Ark. 201, 884 S.W2d 596 (1994), for the following proposition: An ulterior motive does not in itself render an arrest pretextual when there is a valid overt reason to make the arrest. Id. (citing Hines v. State, 289 Ark. 50, 55, 709 S.W2d 65, 68 (1986)). The reasoning is that the arrest for the overt violation would have taken
ARK. ] 161 place in any event; thus there is no reason to bring the Fourth Amendment and the exclusionary doctrine into play. Id. The Mings opinion, however, goes forward and emphasizes that an objective, reasonable-officer standard is applied in determining whether the arrest is valid and relies on Wayne R. LaFa y e's distinguished treatise as authority. See 1 Wayne R. LaFa ye, Search and Seizure § 1.4, at 22 (Supp. 1994). Thus, failure to meet the objective and reasonableness standard set out in Mings can undermine the validity of an arrest. We recently upheld a reasonableness standard for pretextual arrests in State v. Sullivan, 340 Ark. 315, 11 S.W3d 526 (2000), reh'g denied 340 Ark. 318-A, 16 S.W3d 551 (2000). SMITH, J., joins.
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